Operational Resilience
for Financial Entities under DORA
The Digital Operational Resilience Act sets a single EU framework for ICT risk, incident reporting, resilience testing and third-party risk management across banks, insurers, investment firms, crypto-asset service providers and their critical ICT providers.
Basenorm centralises all five DORA pillars in one governance model, so you can demonstrate resilience to supervisors, boards and auditors with the same controls, evidence and metrics.
ICT Risk Management and Governance
Build a DORA-aligned ICT risk management framework with clear board accountability, documented strategy, and controls mapped to the Unified Control Library.
- Board-level ICT risk governance and accountability
- ICT risk management framework aligned with Articles 5 to 15
- Asset, process and dependency inventory in the Governance Graph
- Protection, detection, response and recovery controls
- Continuous documentation and evidence for supervisors
ICT Risk Framework
Art. 5-132 High-Risk Assets
Require enhanced monitoring
Management Body Accountability
Art. 4-6Board Oversight
Direct accountability for ICT risk
4
Policies
12
Reviews
Q1
Next Review
Incident Management, Reporting and Resilience Testing
Detect, classify and report major ICT-related incidents within DORA timelines, and run advanced resilience tests including threat-led penetration testing where required.
- Major incident classification and reporting workflows
- Initial, intermediate and final report templates
- Digital operational resilience testing programmes
- Threat-led penetration testing for significant entities
- Lessons learned and remediation tracking
ICT Third-Party Risk and Information Sharing
Manage concentration risk, contractual requirements and ongoing oversight of ICT service providers, including critical third parties designated by European Supervisory Authorities.
- Register of information for all ICT third-party arrangements
- DORA-compliant contractual clauses and exit strategies
- Concentration and substitutability risk assessments
- Oversight integration for critical ICT third-party providers
- Secure information sharing on cyber threats and intelligence
Third-Party ICT Oversight
Art. 282 Critical Providers
Enhanced oversight required
Ready to prove digital operational resilience?
Join financial entities using Basenorm to operationalise DORA across ICT risk, incident reporting, resilience testing, third-party oversight and information sharing.